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FINRA Awards for Morris Rubin

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0256204/18/2011Claimant(s): Jerome Schwartz
Claimant Lawyers(s): Raymond E. White
Respondent(s): David Hayden, Nelsonreid.
Respondent Lawyers(s): K. Scott Brazil
Arbitrator(s): Morris Rubin, Thomas D. Nagle, William Edward Buck
Hearing Site: Houston, TX
Checkmark Icon$110,000
05-0328804/23/2009Claimant(s): TIG Limited
Claimant Lawyers(s): Marcus L. Stevenson
Respondent(s): Charles O'Connell, Wachovia Securities, Lance Roberts, Arista Enterprises.
Respondent Lawyers(s): Christopher A. Fusselman, Judy Louie
Arbitrator(s): Morris Rubin, Don K. Leufven, William A. Allen
Hearing Site: Houston, TX
Checkmark Icon$0
07-0281304/17/2009Claimant(s): Mary Colunga
Claimant Lawyers(s): William Hopkins
Respondent(s): Andrew Longoria, Capital Financial Services., GunnAllen Financial., LRS Investments
Respondent Lawyers(s): Janiece M. Longoria, Jay Marc Israel, Robert Tyler
Arbitrator(s): Morris Rubin, Sherry R. Wetsch, Larry J. Craddock
Hearing Site: Houston, TX
Checkmark Icon$47,500

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