Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00920 | 08/01/2014 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Jack D. Ballard Respondent(s): Rhonda Matthews Respondent Lawyers(s): Rhonda J. Matthews Arbitrator(s): Thomas D. Nagle Hearing Site: Houston, TX | ||
| 12-00396 | 07/18/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jeffrey Riley Respondent Lawyers(s): Jeffrey S Riley Arbitrator(s): Thomas D. Nagle Hearing Site: Houston, TX | ||
| 11-01732 | 04/27/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S. Griesmeyer Respondent(s): Aaron Redding Respondent Lawyers(s): Aaron Redding Arbitrator(s): Thomas D. Nagle Hearing Site: Houston, TX | ||
| 11-03538 | 03/16/2012 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Faisal Khan Respondent Lawyers(s): Faisal David Khan Arbitrator(s): Thomas D. Nagle Hearing Site: Houston, TX | ||
| 11-00400 | 06/13/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Donald R. Littlefield Respondent(s): John Sork Respondent Lawyers(s): John Sork Arbitrator(s): Thomas D. Nagle Hearing Site: Houston, TX | ||
| 10-02562 | 04/18/2011 | Claimant(s): Jerome Schwartz Claimant Lawyers(s): Raymond E. White Respondent(s): David Hayden, Nelsonreid. Respondent Lawyers(s): K. Scott Brazil Arbitrator(s): Morris Rubin, Thomas D. Nagle, William Edward Buck Hearing Site: Houston, TX |  | $110,000 |