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FINRA Awards for Faisal Khan

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0220802/12/2013Claimant(s): Faisal Khan, Georgios Michos
Claimant Lawyers(s): Jack Delaney
Respondent(s): Philip Potter, Ralph Daiuto, Dimension Brokerage, Dimension Securities
Respondent Lawyers(s): Timothy A. Valliere
Arbitrator(s): Richard W. Vallario, Ira S. Cure, Steven Gary Leventhal
Hearing Site: New York, NY
11-0353803/16/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Faisal Khan
Respondent Lawyers(s): Faisal David Khan
Arbitrator(s): Thomas D. Nagle
Hearing Site: Houston, TX

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