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FINRA Awards for William Edward Buck

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0353903/12/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): William Selvaggi
Respondent Lawyers(s): William Selvaggi
Arbitrator(s): William Edward Buck
Hearing Site: Houston, TX
11-0174305/25/2012Claimant(s): Blake Pratz
Claimant Lawyers(s): John L. Grayson
Respondent(s): Kirstin Turner, Morgan Stanley, Rose Cook
Respondent Lawyers(s): Nancy L. Patterson
Arbitrator(s): Vernon Keith Roberts, William Edward Buck, Michael S. Wilk
Hearing Site: Houston, TX
09-0575411/22/2011Claimant(s): Mary Brown, Paul Allgyer
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Jerry C. Prestridge, Nathan Levy, William Edward Buck
Hearing Site: Houston, TX
Checkmark IconExpungement
10-0256204/18/2011Claimant(s): Jerome Schwartz
Claimant Lawyers(s): Raymond E. White
Respondent(s): David Hayden, Nelsonreid.
Respondent Lawyers(s): K. Scott Brazil
Arbitrator(s): Morris Rubin, Thomas D. Nagle, William Edward Buck
Hearing Site: Houston, TX
Checkmark Icon$110,000

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