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FINRA Awards for Michael S. Wilk

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0208302/26/2013Claimant(s): Enrique Franco
Claimant Lawyers(s): John Vong
Respondent(s): AXA Distributors
Respondent Lawyers(s): Ronald D. Smith
Arbitrator(s): Michael S. Wilk
Hearing Site: Houston, TX
Checkmark Icon$0
11-0174305/25/2012Claimant(s): Blake Pratz
Claimant Lawyers(s): John L. Grayson
Respondent(s): Kirstin Turner, Morgan Stanley, Rose Cook
Respondent Lawyers(s): Nancy L. Patterson
Arbitrator(s): Vernon Keith Roberts, William Edward Buck, Michael S. Wilk
Hearing Site: Houston, TX
11-0153001/11/2012Claimant(s): Hung Tran
Claimant Lawyers(s): Barry G. Flynn
Respondent(s): Charles Hawkins, Chase Investment Services Corp.
Respondent Lawyers(s): Elin B. Young
Arbitrator(s): Michael S. Wilk
Hearing Site: Houston, TX
Checkmark IconExpungement

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