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FINRA Awards for Jeffrey S Riley

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0039607/18/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jeffrey Riley
Respondent Lawyers(s): Jeffrey S Riley
Arbitrator(s): Thomas D. Nagle
Hearing Site: Houston, TX

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