Potomac Analytics' Logo

FINRA Awards for Lance Roberts

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0366505/20/2019Claimant(s): Lance Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wunderlich Securities.
Respondent Lawyers(s): James T. Ritt
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
18-0250203/08/2019Claimant(s): Lance Roberts
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Nelsonreid.
Respondent Lawyers(s): John Starks
Arbitrator(s): Frank M. Romano
Hearing Site: Houston, TX
05-0328804/23/2009Claimant(s): TIG Limited
Claimant Lawyers(s): Marcus L. Stevenson
Respondent(s): Charles O'Connell, Wachovia Securities, Lance Roberts, Arista Enterprises.
Respondent Lawyers(s): Christopher A. Fusselman, Judy Louie
Arbitrator(s): Morris Rubin, Don K. Leufven, William A. Allen
Hearing Site: Houston, TX
Checkmark Icon$0

3 Results

Display: