Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01563 | 04/05/2022 | Claimant(s): John Barber Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Mark A. Sipper Hearing Site: Columbus, OH | ||
| 18-02702 | 05/15/2019 | Claimant(s): Kurt Peterson Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Gregory G. Gocek Hearing Site: Minneapolis, MN | ||
| 18-03427 | 04/03/2019 | Claimant(s): Dennis Ryan Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): World Equity Group. Respondent Lawyers(s): Christopher Cokinis Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 18-02502 | 03/08/2019 | Claimant(s): Lance Roberts Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Nelsonreid. Respondent Lawyers(s): John Starks Arbitrator(s): Frank M. Romano Hearing Site: Houston, TX | ||
| 16-02889 | 09/28/2017 | Claimant(s): Christopher Stoddard Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 16-02397 | 07/20/2017 | Claimant(s): Michael Hanna Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): AXA Advisors, MSI Financial Services. Respondent Lawyers(s): Eunice Jordan, Mark A. Beckman Arbitrator(s): Carol Maria Luttati Hearing Site: New York, NY | ||
| 16-02424 | 02/24/2017 | Claimant(s): Neil Canell Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): William G. Binckes Hearing Site: New York, NY |