| 23-02829 | 08/06/2024 | Claimant(s): Augustine Choi
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Thomas R. Watkins
Hearing Site: Los Angeles, CA
| | |
| 24-00249 | 07/15/2024 | Claimant(s): Kevin Houser
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): LPL Financial LLC, Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier, Jon D. Kaplon
Arbitrator(s): Nancy E. Watters, Daniel James Kortum, Mark A Bilawsky
Hearing Site: Philadelphia, PA
| | |
| 23-02971 | 06/04/2024 | Claimant(s): Bryan Knudson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Phyllis Karasov
Hearing Site: Des Moines, IA
| | |
| 23-01445 | 02/15/2024 | Claimant(s): Jonathan Satovsky
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services, USF Securities, L.P.
Respondent Lawyers(s): CT Corporation System, Howard Klausmeier
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | |
| 23-01085 | 01/02/2024 | Claimant(s): Luis Espinoza
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Ameriprise Financial Services., FFEC Wealth Partners LLC
Respondent Lawyers(s): Howard Klausmeier, Patrick W. Kelly
Arbitrator(s): Michael W. Burnett, Andrew M. Mintzer, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | |
| 23-01465 | 12/18/2023 | Claimant(s): Nazeeh Aranki
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | |
| 23-00732 | 10/30/2023 | Claimant(s): David Dietrich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | |
| 22-02309 | 08/25/2023 | Claimant(s): Harry Orth, Kimberlee Orth
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Louis P. Wagman
Hearing Site: Wilmington, DE
| | |
| 22-02404 | 06/14/2023 | Claimant(s): Kimberlee Orth
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Morton S. Bunis
Hearing Site: Wilmington, DE
| | |
| 22-01010 | 12/21/2022 | Claimant(s): Harry Armon
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | |
