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FINRA Awards for Sandra J. Mullings

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Displaying 10 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0037207/01/2024Claimant(s): Michael Wadsworth
Claimant Lawyers(s): Michael J. Wadsworth
Respondent(s): Robinhood Securities
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
Checkmark Icon$425
23-0081307/01/2024Claimant(s): Kristine Winger Ottomano, Peter Ottomano
Claimant Lawyers(s): William M. Pinzler
Respondent(s): John Barrett, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
Checkmark Icon$0
23-0300506/07/2024Claimant(s): Wade Papapanagiotu
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Sandra J. Mullings, Clive I. Morrick, Kristoffer B. Mack
Hearing Site: New York, NY
23-0121002/27/2024Claimant(s): Morgan Stanley
Claimant Lawyers(s): Glen Silverstein
Respondent(s): Irina Elsarky, Mohamed Elsarky
Respondent Lawyers(s): Irina Elsarky, Mohamed Elsarky
Arbitrator(s): Sandra J. Mullings, Thomas M. Madden, Thomas Patrick Moynihan
Hearing Site: New York, NY
Checkmark Icon$0
23-0102301/12/2024Claimant(s): Samuel Wyman
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Gilford Securities Incorporated
Respondent Lawyers(s): Bonnie Sachs
Arbitrator(s): Sandra J. Mullings, Thomas Hansen Boast, Susan Romano
Hearing Site: New York, NY
22-0098006/05/2023Claimant(s): Jeffrey Gerson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Alexander Schwed
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
22-0098203/02/2023Claimant(s): Pasquale Mucerino
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
Checkmark IconExpungement
22-0101012/21/2022Claimant(s): Harry Armon
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
22-0054008/09/2022Claimant(s): Cerise Chisholm
Claimant Lawyers(s): Cerise Chisholm
Respondent(s): Robinhood Securities
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
Checkmark Icon$600
18-0216007/19/2022Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert S. Whitman
Respondent(s): Carl Buhr
Respondent Lawyers(s): Edgar Rivera
Arbitrator(s): Evonne WJ Tolbert, Sandra J. Mullings, Martin L. Feinberg
Hearing Site: New York, NY

63 Results

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