| 23-01210 | 02/27/2024 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Glen Silverstein
Respondent(s): Irina Elsarky, Mohamed Elsarky
Respondent Lawyers(s): Irina Elsarky, Mohamed Elsarky
Arbitrator(s): Sandra J. Mullings, Thomas M. Madden, Thomas Patrick Moynihan
Hearing Site: New York, NY
|  | $0 |
| 23-01023 | 01/12/2024 | Claimant(s): Samuel Wyman
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Gilford Securities Incorporated
Respondent Lawyers(s): Bonnie Sachs
Arbitrator(s): Sandra J. Mullings, Thomas Hansen Boast, Susan Romano
Hearing Site: New York, NY
| | |
| 22-00980 | 06/05/2023 | Claimant(s): Jeffrey Gerson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Alexander Schwed
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | |
| 22-00982 | 03/02/2023 | Claimant(s): Pasquale Mucerino
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | Expungement |
| 22-01010 | 12/21/2022 | Claimant(s): Harry Armon
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | |
| 22-00540 | 08/09/2022 | Claimant(s): Cerise Chisholm
Claimant Lawyers(s): Cerise Chisholm
Respondent(s): Robinhood Securities
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | $600 |
| 18-02160 | 07/19/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert S. Whitman
Respondent(s): Carl Buhr
Respondent Lawyers(s): Edgar Rivera
Arbitrator(s): Evonne WJ Tolbert, Sandra J. Mullings, Martin L. Feinberg
Hearing Site: New York, NY
| | |
| 21-01577 | 06/23/2022 | Claimant(s): Marko Gnann
Claimant Lawyers(s): Robert Volynsky
Respondent(s): Donovan Mannato, Morgan Stanley, Wells Fargo Clearing Services
Respondent Lawyers(s): Abigail Elrod, Andrew W. Sidman, Kevin D. Galbraith
Arbitrator(s): Sandra J. Mullings, Marion F. Posner, Vaughn Norman Browne
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 21-02391 | 05/09/2022 | Claimant(s): Steven Rapoport
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): DPEC Capital., Westrock Advisors.
Respondent Lawyers(s): Keith Fasano, Louis J. Rich
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | |
| 21-01589 | 10/22/2021 | Claimant(s): Randi Speedling
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Sandra J. Mullings, Paul Bennett Marrow, Jonathan Cooper
Hearing Site: New York, NY
| | |
