| 20-01536 | 11/01/2022 | Claimant(s): Joseph Hardoon
Claimant Lawyers(s): Eliott Berman
Respondent(s): Edward Jones, Janice Hardoon, Thomas D'Arcangelo
Respondent Lawyers(s): David B. Felsenthal, Joseph N. Nguyen
Arbitrator(s): Martin L. Feinberg, Karen Isabel Bedrosian - Richardson, Paul C. Tang
Hearing Site: New York, NY
|  | Expungement |
| 18-02160 | 07/19/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert S. Whitman
Respondent(s): Carl Buhr
Respondent Lawyers(s): Edgar Rivera
Arbitrator(s): Evonne WJ Tolbert, Sandra J. Mullings, Martin L. Feinberg
Hearing Site: New York, NY
| | |
| 18-01151 | 01/23/2020 | Claimant(s): Garett Ceraso
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Joseph R. Brancaleone, Martin L. Feinberg, Susan Manca
Hearing Site: New York, NY
| | |
| 17-02796 | 04/03/2019 | Claimant(s): Mark Connelly
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Clsa Americas
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Philip M. Mandel, Pamela H. Roderick, Martin L. Feinberg
Hearing Site: New York, NY
| | |
| 16-02022 | 11/30/2016 | Claimant(s): Laidlaw & Company (UK) Ltd.
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Patrick White
Respondent Lawyers(s): Patrick Justin White
Arbitrator(s): Martin L. Feinberg
Hearing Site: New York, NY
| | |
| 13-00487 | 08/25/2014 | Claimant(s): Richard Gabay
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Aviv Hen, Stephen Grivas
Respondent Lawyers(s): Aviv Michael Hen, Martin P. Unger
Arbitrator(s): Martin L. Feinberg, Carolyn A. Mann, Amy Y. Moy
Hearing Site: New York, NY
| | $166,658 |
| 10-05426 | 09/23/2011 | Claimant(s): Douglas Woodham
Claimant Lawyers(s): Paul T. Shoemaker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Martin L. Feinberg, Carole R. Bernstein, David Serko
Hearing Site: New York, NY
| | |
| 09-04246 | 02/01/2011 | Claimant(s): Diana Bennett, Martin Bennett
Claimant Lawyers(s): Raji Kochhar
Respondent(s): Randy Ross
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Dorothy F. Gray, Richard S. Peskin, Martin L. Feinberg
Hearing Site: New York, NY
| | $58,000 |
| 09-03923 | 09/02/2010 | Claimant(s): Charles Severs
Claimant Lawyers(s): Jonathan Harris
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Joseph A. Gottlieb, Anthony Michael Sabino, Martin L. Feinberg
Hearing Site: New York, NY
| | |
| 09-01970 | 02/04/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jason Warner
Respondent(s): Adam Wachtel
Respondent Lawyers(s): Michael C. Farkas
Arbitrator(s): Susan C. Lushing, Martin L. Feinberg, J. Scott Colesanti
Hearing Site: New York, NY
| | |
