| 10-02736 | 08/23/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Peter L. Altieri
Respondent(s): Gordon Hook
Respondent Lawyers(s): Joshua A. Hawks-Ladds
Arbitrator(s): Dorothy F. Gray, Aubrey Lees, Kyle Maldiner
Hearing Site: New York, NY
| | |
| 09-04246 | 02/01/2011 | Claimant(s): Diana Bennett, Martin Bennett
Claimant Lawyers(s): Raji Kochhar
Respondent(s): Randy Ross
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Dorothy F. Gray, Richard S. Peskin, Martin L. Feinberg
Hearing Site: New York, NY
|  | $58,000 |
| 09-05937 | 01/07/2011 | Claimant(s): Heather Donahue
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Carol M. Goodman
Arbitrator(s): Judith R. MacDonald, Dorothy F. Gray, Diane Getzler
Hearing Site: New York, NY
| | |
| 07-00401 | 06/24/2008 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Mark Roth
Respondent(s): Antonio Coladonato
Respondent Lawyers(s): Antonio Coladonato
Arbitrator(s): Larry A. Kimmel, Dorothy F. Gray, David N. Brainin
Hearing Site: New York, NY
| | |
| 06-04084 | 02/25/2008 | Claimant(s): Roy Budd
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Dorothy F. Gray, Richard E. Lerner, David I. Goldblatt
Hearing Site: New York, NY
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