| 11-04658 | 12/19/2013 | Claimant(s): Hugh Hunsinger, Mary Hunsinger
Claimant Lawyers(s): Richard J. Grahn
Respondent(s): Hugh Hunsinger, Lincoln Financial Advisors Corporation, Sagemark Consulting, The Lincoln National Life Insurance Co.
Respondent Lawyers(s): Fred Knopf, Hugh Robert Hunsinger
Arbitrator(s): Diane Getzler, Francis J. Pavetti, Charles Franklin Willson
Hearing Site: Hartford, CT
|  | $3,502,760 |
| 09-07114 | 01/08/2013 | Claimant(s): James McGarry, Amethyst Music and Entainment.
Claimant Lawyers(s): James P. McGarry
Respondent(s): Citigroup Global Markets., Jack Hochstrasser
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Diane Getzler, Donald Raymond McNally, Nancy Kramer
Hearing Site: New York, NY
| | $0 |
| 12-01456 | 12/07/2012 | Claimant(s): Harry Kirschenbaum
Claimant Lawyers(s): Harry Kirschenbaum
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
| | |
| 11-00258 | 07/17/2012 | Claimant(s): Helena Stuart, John Stuart
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley, Robert Fomon
Respondent Lawyers(s): Kenneth E. Meister, Susan Poder MacFarlane
Arbitrator(s): Diane Getzler, Orestes J. Mihaly, Julian F. Santos
Hearing Site: New York, NY
| | $0 |
| 11-00649 | 11/02/2011 | Claimant(s): James Coffey
Claimant Lawyers(s): Arlene Gilbert
Respondent(s): David Noe
Respondent Lawyers(s): Benjamin Biard
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
| | $76,040 |
| 09-06573 | 10/26/2011 | Claimant(s): Robert Goldenberg
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Douglas Castro, Charles Schwab & Co..
Respondent Lawyers(s): Dan Rabinovitz
Arbitrator(s): Diane Getzler, Stephen M. Gross, Gregory J. Getz
Hearing Site: New York, NY
| | Expungement |
| 09-07044 | 06/09/2011 | Claimant(s): Lois Grumet
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Gary Schwarcz, Citigroup Global Markets.
Respondent Lawyers(s): Wayne H. Wink, William A. Hohauser
Arbitrator(s): Diane Getzler, Richard Weinberger, Stewart E. Winner
Hearing Site: New York, NY
| | Expungement |
| 09-05937 | 01/07/2011 | Claimant(s): Heather Donahue
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Carol M. Goodman
Arbitrator(s): Judith R. MacDonald, Dorothy F. Gray, Diane Getzler
Hearing Site: New York, NY
| | |
| 09-06534 | 11/04/2010 | Claimant(s): Carolyn Smith
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Wells Fargo Advisors, Viviana Santiago
Respondent Lawyers(s): Erin M. Burke
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
| | $20,000 |
| 08-00903 | 04/22/2010 | Claimant(s): Judith Zenowich
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Diane Getzler, C. Sidney Lester, Marilyn J. Salzman
Hearing Site: New York, NY
| | |
