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FINRA Awards for Judith R. MacDonald

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0593701/07/2011Claimant(s): Heather Donahue
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Carol M. Goodman
Arbitrator(s): Judith R. MacDonald, Dorothy F. Gray, Diane Getzler
Hearing Site: New York, NY
03-0910111/22/2010Claimant(s): Redwood Partners, Spectra Financial Group
Claimant Lawyers(s): James M Wines
Respondent(s): CIBC World Markets Corp., CSS
Respondent Lawyers(s): Jennifer Zordani, Lloyd S. Clareman
Arbitrator(s): Judith R. MacDonald, Thomas Caiaffa, Earl S. Schwarz
Hearing Site: New York, NY
07-0277607/22/2008Claimant(s): Jose Fiquene Barbosa, Evoluon Empreendimentos, LTDA
Claimant Lawyers(s): Saboor H. AbdulJaami
Respondent(s): Claudio Izquierdo, Fabrizio Neves, UBS Financial Services Inc., UBS International.
Respondent Lawyers(s): Claudio Izquierdo, Jeoff M. Cahen, Kenneth G. Crowley
Arbitrator(s): Judith R. MacDonald, Joseph J. Arata, Eric P. Nachman
Hearing Site: New York, NY
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