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FINRA Awards for UBS International.

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0145006/04/2021Claimant(s): Leticia Santiago
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS International.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
12-0257010/10/2014Claimant(s): Craig D. Porter Family Ltd. Partnership
Claimant Lawyers(s): Herbert E. Pounds
Respondent(s): UBS International.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Antoinette M. Romano, Brian James Tagtmeier, Montie G. Grimes
Hearing Site: Houston, TX
Checkmark IconExpungement
07-0277607/22/2008Claimant(s): Jose Fiquene Barbosa, Evoluon Empreendimentos, LTDA
Claimant Lawyers(s): Saboor H. AbdulJaami
Respondent(s): Claudio Izquierdo, Fabrizio Neves, UBS Financial Services Inc., UBS International.
Respondent Lawyers(s): Claudio Izquierdo, Jeoff M. Cahen, Kenneth G. Crowley
Arbitrator(s): Judith R. MacDonald, Joseph J. Arata, Eric P. Nachman
Hearing Site: New York, NY
Checkmark Icon$0

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