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FINRA Awards for Antoinette M. Romano

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0257010/10/2014Claimant(s): Craig D. Porter Family Ltd. Partnership
Claimant Lawyers(s): Herbert E. Pounds
Respondent(s): UBS International.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Antoinette M. Romano, Brian James Tagtmeier, Montie G. Grimes
Hearing Site: Houston, TX
Checkmark IconExpungement
08-0474203/16/2012Claimant(s): Corbin Robertson
Claimant Lawyers(s): Fletcher V. Trammell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Antoinette M. Romano, Carlton A. Butler, Allan R. Lazor
Hearing Site: Houston, TX
Checkmark Icon$206,107
10-0038106/10/2011Claimant(s): Beverly Edwards
Claimant Lawyers(s): Dawn Meade
Respondent(s): Harvey Newton, Morgan Stanley
Respondent Lawyers(s): Gregg Garneau
Arbitrator(s): Raymond L. Britton, Antoinette M. Romano, David M Shamblen
Hearing Site: Houston, TX
Checkmark Icon$0

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