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FINRA Awards for David M Shamblen

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0038106/10/2011Claimant(s): Beverly Edwards
Claimant Lawyers(s): Dawn Meade
Respondent(s): Harvey Newton, Morgan Stanley
Respondent Lawyers(s): Gregg Garneau
Arbitrator(s): Raymond L. Britton, Antoinette M. Romano, David M Shamblen
Hearing Site: Houston, TX
Checkmark Icon$0
07-0018110/15/2007Claimant(s): Reef Securities.
Claimant Lawyers(s): Joel Held
Respondent(s): Robert Stanley, Shawn Bartholomae, American Landmark Securities.
Respondent Lawyers(s): David B. Dyer, George S. Henry
Arbitrator(s): William E. Hartsfield, David M Shamblen, Edward J. Lynch
Hearing Site: Dallas, TX

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