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FINRA Awards for Reef Securities.

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Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0430607/14/2014Claimant(s): Beatrice Turner, Carol Jenkins, David Colton, James Buchanan, Jeanine Vaerewyck, Philip Ussery, Ronald Vaerewyck, Susan Fenhaus, William Jenkins
Claimant Lawyers(s): D. Daxton White
Respondent(s): Reef Securities.
Respondent Lawyers(s): Laura J. O'Rourke
Arbitrator(s): Robert J. Walter, Joseph John Mantione, Robert S. Anderson
Hearing Site: Orlando, FL
Checkmark Icon$188,000
09-0263412/02/2010Claimant(s): Reef Securities.
Claimant Lawyers(s): Joel Held
Respondent(s): James Buquoi, Ryan Wright
Respondent Lawyers(s): Cleveland G. Clinton
Arbitrator(s): G. Dale McKissick, Daniel A. Kile, Nicole T. LeBoeuf
Hearing Site: Dallas, TX
07-0018110/15/2007Claimant(s): Reef Securities.
Claimant Lawyers(s): Joel Held
Respondent(s): Robert Stanley, Shawn Bartholomae, American Landmark Securities.
Respondent Lawyers(s): David B. Dyer, George S. Henry
Arbitrator(s): William E. Hartsfield, David M Shamblen, Edward J. Lynch
Hearing Site: Dallas, TX

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