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FINRA Awards for David B. Dyer

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0292009/30/2013Claimant(s): Dora Davis
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Stephanie Hrycyk, Hrycyk Financial, LLP
Respondent Lawyers(s): David B. Dyer
Arbitrator(s): William L. Cravens, Harry J Saginaw, Lawrence R. Maxwell
Hearing Site: Dallas, TX
Checkmark IconStipulated Award
11-0420509/04/2012Claimant(s): Jerry Stiffel
Claimant Lawyers(s): Jerry Stiffel
Respondent(s): First Southwest Company
Respondent Lawyers(s): David B. Dyer
Arbitrator(s): Mark C. Perry, John J. Phelan, Myron S. Dunay
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0675411/19/2010Claimant(s): James Populorum
Claimant Lawyers(s): James Richard Populorum
Respondent(s): Janice Hallett, The Tidal Group
Respondent Lawyers(s): David B. Dyer
Arbitrator(s): David P. McDuffee, Charles Sydnor Thompson, Lester Neal Ellis
Hearing Site: Raleigh, NC
Checkmark Icon$0
07-0149108/25/2009Claimant(s): Brad Phalen, Chatt Cottle, Crystal Phalen, Jennifer Cottle
Claimant Lawyers(s): Scott Heselmeyer
Respondent(s): Charles Carter, James Alldredge, World Group Securities.
Respondent Lawyers(s): Amy C. Welborn, David B. Dyer, Robert G. Brunton
Arbitrator(s): Robert R. Nursey, Synthia L. Taylor, Patricia B. Lehtola
Hearing Site: Dallas, TX
Checkmark IconExpungement
06-0353112/31/2007Claimant(s): Carrie Mohundro
Claimant Lawyers(s): Joe Alfred Izen
Respondent(s): Richard Ibarra, Institutional Equity Corporation
Respondent Lawyers(s): David B. Dyer, Jeffrey Michel
Arbitrator(s): Robert L. Chisolm, Robert R. Marquardt, Larry N. Quinn
Hearing Site: Dallas, TX
Checkmark Icon$0
07-0018110/15/2007Claimant(s): Reef Securities.
Claimant Lawyers(s): Joel Held
Respondent(s): Robert Stanley, Shawn Bartholomae, American Landmark Securities.
Respondent Lawyers(s): David B. Dyer, George S. Henry
Arbitrator(s): William E. Hartsfield, David M Shamblen, Edward J. Lynch
Hearing Site: Dallas, TX

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