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FINRA Awards for Robert G. Brunton

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0082203/20/2012Claimant(s): Robert Kaiser
Claimant Lawyers(s): Robert G. Kaiser
Respondent(s): World Group Securities.
Respondent Lawyers(s): Robert G. Brunton
Arbitrator(s): Philip H. Marmurowski
Hearing Site: Las Vegas, NV
10-0493210/27/2011Claimant(s): Jayne Dressor, Marissa Dressor
Claimant Lawyers(s): Jayne Dressor
Respondent(s): World Group Securities.
Respondent Lawyers(s): Robert G. Brunton
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206
07-0149108/25/2009Claimant(s): Brad Phalen, Chatt Cottle, Crystal Phalen, Jennifer Cottle
Claimant Lawyers(s): Scott Heselmeyer
Respondent(s): Charles Carter, James Alldredge, World Group Securities.
Respondent Lawyers(s): Amy C. Welborn, David B. Dyer, Robert G. Brunton
Arbitrator(s): Robert R. Nursey, Synthia L. Taylor, Patricia B. Lehtola
Hearing Site: Dallas, TX
Checkmark IconExpungement

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