FINRA Awards for Synthia L. Taylor

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00922	07/08/2021	Claimant(s): Angie Villemarette, Barbara Belaire, Betty Simon, Bobby Belaire, Brenda Bridges, Celia Musick, Charles Babin, Charles Pope, Charlie Hayek, Craig Nelson, Cynthia Nelson, David Herndon, Dean Simon, Edna Belaire, Frankie Bono, Hazel Decoto, Huey Decoto, Isom Cagle, J. Mothershed, Jimmie Bridges, Joann Herndon, Joyce Cagle, Kathleen Gilmartin, Kenneth Musick, Lennard Belaire, Michael Teague, Millicent Babin, Steven Graham, Susan Lankford, Victoria Guennewig, The Estate of Gerald Brauser, Craig D. Nelson IRA, David E. Herndon IRA, Dudley Devore IRA, Frankie Wayne Bono IRA, George M. Glantz IRA, Huey P. DeCoto IRA, James T. Dorris IRA, Joyce E. Cagle IRA, Kenneth Musick IRA, Lennarde J. Belaire IRA, Richard Griswold IRA, Susan Kay Lankford IRA, Thomas Guennewig IRA, Walter J. Eldredge IRA, George M. Glantz Revocable Trust Claimant Lawyers(s): Donald L. Ferguson Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): Synthia L. Taylor, Eric Ross Cromartie, Anisha Kinra Hearing Site: Dallas, TX		$648,543
07-01491	08/25/2009	Claimant(s): Brad Phalen, Chatt Cottle, Crystal Phalen, Jennifer Cottle Claimant Lawyers(s): Scott Heselmeyer Respondent(s): Charles Carter, James Alldredge, World Group Securities. Respondent Lawyers(s): Amy C. Welborn, David B. Dyer, Robert G. Brunton Arbitrator(s): Robert R. Nursey, Synthia L. Taylor, Patricia B. Lehtola Hearing Site: Dallas, TX		Expungement
05-06277	03/20/2008	Claimant(s): George C. & Viola W. Bartram Claimant Lawyers(s): Richard A. Lewins Respondent(s): Edward Jones Respondent Lawyers(s): Sandra B. Gallini Arbitrator(s): Synthia L. Taylor Hearing Site: Dallas, TX		$0