22-02895 | 11/02/2023 | Claimant(s): Richard Ehrlich Claimant Lawyers(s): Harris Freedman Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Dustin J. Tirpak Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL
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23-00102 | 07/05/2023 | Claimant(s): Edward Sheinwald Claimant Lawyers(s): Edward Sheinwald Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John E. Bersin Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL
| | $300 |
21-01442 | 06/26/2023 | Claimant(s): Jose Roberto Robles Gonzalez and Claimant Lawyers(s): David R. Chase Respondent(s): Ocean Financial Services Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Mark C. Perry, Steven N. Ainbinder, Gary Mathew Singer Hearing Site: Boca Raton, FL
| | Expungement |
21-02549 | 02/02/2023 | Claimant(s): Steven Howell Claimant Lawyers(s): Michael Hill Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Mark C. Perry, Alessandra Piras Torrens, Danielle Dudai Hearing Site: Boca Raton, FL
| | $0 |
22-01857 | 01/23/2023 | Claimant(s): Kareem Foreman Claimant Lawyers(s): Kareem Foreman Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL
| | $0 |
22-01139 | 10/10/2022 | Claimant(s): Peter Bermont Claimant Lawyers(s): Kimberly A. Koves Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, David P. Slater Hearing Site: Boca Raton, FL
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22-00091 | 08/05/2022 | Claimant(s): Michael Puck Claimant Lawyers(s): Zachary Morse Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL
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21-03083 | 07/20/2022 | Claimant(s): Estate of Nicole B. Reuben Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Craig D. Stein Arbitrator(s): Mark C. Perry, Richard W. Epstein, Mark David Hunter Hearing Site: Boca Raton, FL
| | Expungement |
21-02274 | 01/21/2022 | Claimant(s): C. Weissing Claimant Lawyers(s): Lloyd R. Schwed Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL
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21-01100 | 01/13/2022 | Claimant(s): Timothy Atyeo Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William M. Cassarini Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL
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