| 21-01442 | 06/26/2023 | Claimant(s): Jose Roberto Robles Gonzalez and
Claimant Lawyers(s): David R. Chase
Respondent(s): Ocean Financial Services
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Mark C. Perry, Steven N. Ainbinder, Gary Mathew Singer
Hearing Site: Boca Raton, FL
|  | Expungement |
| 18-01953 | 01/10/2020 | Claimant(s): Brian Sepe, Dawn Sepe
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Mary Gail Gearns
Arbitrator(s): Steven Gerard Goerke, Michael A. Levin, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206/12504 |
| 17-03412 | 11/07/2019 | Claimant(s): Lawrence Freedman, Mary Freedman
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Amy S. Rubin
Arbitrator(s): Elena G. Rodriguez, Peter A. Roche, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | $0 |
| 16-01991 | 08/15/2018 | Claimant(s): Douglas Gordon, Patricia Gordon
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Steven Gerard Goerke, Will Murphy, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | Expungement |
