| 18-02134 | 10/05/2023 | Claimant(s): Rocky Vista University, Yife Tien Irrevocable Dynasty Trust
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Aaron Lupuloff, Stifel, Nicolaus & Co.., Jandra Lubovich, Jon Cooper, Intl Fcstone Financial Inc.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Meah Rothman Tell, Seth L. Finkel, Nanci Sondra Landy
Hearing Site: Miami, FL
|  | $0 |
| 18-03815 | 09/14/2021 | Claimant(s): Robert McCabe
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Herbert Branitsky, Ellen J. Abrams, Laura Jeanette Bornheimer
Hearing Site: Boca Raton, FL
| | |
| 17-03412 | 11/07/2019 | Claimant(s): Lawrence Freedman, Mary Freedman
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Amy S. Rubin
Arbitrator(s): Elena G. Rodriguez, Peter A. Roche, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | $0 |
| 18-02681 | 08/16/2019 | Claimant(s): Mark Gilbert
Claimant Lawyers(s): Stuart H. Singer
Respondent(s): Brian Lowenthal, Eileen Berman
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): Joseph J. Slotnik, Bruce K. Isenberg, Robert J. Buchner
Hearing Site: Boca Raton, FL
| | |
| 14-01669 | 01/16/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Carlos Peyer
Respondent Lawyers(s): Carlos Luis Peyer
Arbitrator(s): Peter A. Portley
Hearing Site: Miami, FL
| | |
| 11-02854 | 06/28/2012 | Claimant(s): Barry Irwin
Claimant Lawyers(s): Wayne S. Koppel
Respondent(s): Wells Fargo Advisors, Richard Fulton
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): Richard S. Zaifert
Hearing Site: Boca Raton, FL
| | $0 |
| 09-01817 | 11/11/2010 | Claimant(s): Karl Cross
Claimant Lawyers(s): Christopher M. David
Respondent(s): E*Trade Securities LLC, Robert Russini
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): Herbert Branitsky, Robert J. Buchner, Les R. Campbell
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 09-02444 | 04/29/2010 | Claimant(s): Jamie Hines
Claimant Lawyers(s): Robert Persante
Respondent(s): Ronald Giovino, GWN Securities Inc., Tax Shelter America.
Respondent Lawyers(s): Bruce W. Barnes, Jonathan B. Butler
Arbitrator(s): Richard J. Fuller, Arthur L. Tepper, William H. McCullough
Hearing Site: Clearwater, FL
| | |
| 08-00533 | 07/13/2009 | Claimant(s): William Corcoran
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): John N. Breazeale, David P. Slater, Richard J. Kaplan
Hearing Site: Boca Raton, FL
| | $402,253 |
| 08-00364 | 01/30/2009 | Claimant(s): Jack Heller, Martin Hodas, Mitchell Domin
Claimant Lawyers(s): Jack Heller, Jonathan B. Butler, Martin Hodas
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Edward W. Larkin
Arbitrator(s): Monroe Mitchel, William E. Schneider, Doug Campbell
Hearing Site: Boca Raton, FL
| | $0 |
