| 19-00003 | 08/18/2020 | Claimant(s): Kerry Raheb
Claimant Lawyers(s): Kerry Patrick Raheb
Respondent(s): Tasin & Company., EKN Financial Services Inc., A. R. Baron & Co.., Empire Financial Group., Laidlaw & Company (UK) Ltd., Prestige Financial Center., Spartan Capital Securities
Respondent Lawyers(s): Charles Smulevitz, Diane Alexander, Larry Kirshbaum, Matthew N. Fiorovanti, Salvatore Sapienza, Thomas Michael Giugliano, Tim Moyer
Arbitrator(s): Noel B. Berman
Hearing Site: New York, NY
| | |
| 18-00440 | 09/17/2018 | Claimant(s): Costa Tzotzis
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Lorrie E Whitfield
Hearing Site: New York, NY
| | |
| 11-02601 | 12/30/2013 | Claimant(s): Robert Peyser
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Laurence Briggs, Lawrence Kirshbaum, Timothy Gautney, William Chapman, Alexander Capital Markets, Alexander Financial, Aura Financial Services., Investin Securities Corp., Prestige Financial Center.
Respondent Lawyers(s): Laurence Briggs, Lawrence Kirshbaum, Legal Department, Timothy Gautney, William Chapman
Arbitrator(s): Jeffrey R. Roth, Louis David Huss, Robert Charles Stamm
Hearing Site: Miami, FL
|  | $1,722,330 |
| 10-04410 | 04/11/2012 | Claimant(s): Alice Jones, Gay Jones, Graham Jones, Graham Jones Familiy Trust f/b/o, Graham Jones Family Trust f/b/o, Graham O. Jones Charitable Remainder Tst
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Carl Bronstein, Harry Friedman, Prestige Financial Center., Sloan Securities Corp.
Respondent Lawyers(s): E. Gina Chase, Harry Friedman, Larry Kirshbaum, Paul A. Lieberman
Arbitrator(s): S. Charles Tabak, Brian Anthony Simmons, David Lu
Hearing Site: Newark, NJ
| | $4,140,200 |
| 11-03735 | 01/23/2012 | Claimant(s): Mark Zweber
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Larry Kirshbaum
Arbitrator(s): Duane W. Krohnke
Hearing Site: Minneapolis, MN
| | $130,000 |
| 10-05029 | 01/03/2012 | Claimant(s): Frank Tysen
Claimant Lawyers(s): Timothy Feil
Respondent(s): Lawrence Kirshbaum, Prestige Financial Center.
Respondent Lawyers(s): Larry Kirshbaum, Lawrence Gary Kirshbaum
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | $60,469 |
| 10-05572 | 10/20/2011 | Claimant(s): James Towery
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA
| | $163,343 |
| 09-05174 | 05/10/2011 | Claimant(s): Gary Sperber
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Harry Friedman, Lawrence Foont, Lawrence Kirshbaum, Prestige Financial Center.
Respondent Lawyers(s): Lawrence Gary Kirshbaum, Lawrence Foont, Michael P. Gilmore
Arbitrator(s): David H. S. Commins, David R. Finch, William W. Haskell
Hearing Site: San Francisco, CA
| | $1,800,250 |
| 08-04541 | 10/12/2009 | Claimant(s): Costa Tzotzis, Darin Haines, Prestige Financial Center.
Claimant Lawyers(s): Brian Reis
Respondent(s): Niles Management Leasing Corp.
Respondent Lawyers(s): Karl Azai
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
| | $0 |
| 09-00274 | 08/18/2009 | Claimant(s): Prestige Financial Center.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Ronald Cantalupo
Respondent Lawyers(s): Ronald Vincent Cantalupo
Arbitrator(s): Douglas F. Stone
Hearing Site: New York, NY
| | |
