| 10-04410 | 04/11/2012 | Claimant(s): Alice Jones, Gay Jones, Graham Jones, Graham Jones Familiy Trust f/b/o, Graham Jones Family Trust f/b/o, Graham O. Jones Charitable Remainder Tst
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Carl Bronstein, Harry Friedman, Prestige Financial Center., Sloan Securities Corp.
Respondent Lawyers(s): E. Gina Chase, Harry Friedman, Larry Kirshbaum, Paul A. Lieberman
Arbitrator(s): S. Charles Tabak, Brian Anthony Simmons, David Lu
Hearing Site: Newark, NJ
|  | $4,140,200 |
| 07-01486 | 02/02/2009 | Claimant(s): Sloan Securities Corp.
Claimant Lawyers(s): Paul A. Liberman
Respondent(s): Harry Friedman, Prestige Financial Center.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robina Fedora Asti, Steven David Leader, Salvatore J. Bate
Hearing Site: New York, NY
| | |
| 07-01788 | 09/15/2008 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Harry Friedman, Sloan Securities Corp.
Respondent Lawyers(s): Brian H. Reis, Robert K. Ross
Arbitrator(s): Richard E. Lerner, Edward L. Levine, Jeffrey H. Rosenthal
Hearing Site: Newark, NJ
| | $136,780 |
