| 13-00108 | 12/29/2015 | Claimant(s): Jeffrey Press
Claimant Lawyers(s): Patrick James Boyd
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter Chema
Arbitrator(s): Robina Fedora Asti, Jill I. Gross, Linda J. Baer
Hearing Site: New York, NY
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| 08-00443 | 11/17/2011 | Claimant(s): Gerald Rupp, John Roberts
Claimant Lawyers(s): Robert J. Hausen
Respondent(s): Oppenheimer & Co.., Nancy Abraham
Respondent Lawyers(s): Peter Byer, Stephen Ehrenberg
Arbitrator(s): Joseph J. Arata, Robina Fedora Asti, Edward G. Toptani
Hearing Site: New York, NY
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| 07-01334 | 01/06/2011 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Thomas Vays
Respondent(s): Shawn Arlauckas, Financial Network Investment Corporati
Respondent Lawyers(s): Shawn Arlauckas, Thomas Vays
Arbitrator(s): Fred S. Pieroni, Robina Fedora Asti, Anthony P. Connolly
Hearing Site: Newark, NJ
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| 07-01486 | 02/02/2009 | Claimant(s): Sloan Securities Corp.
Claimant Lawyers(s): Paul A. Liberman
Respondent(s): Harry Friedman, Prestige Financial Center.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robina Fedora Asti, Steven David Leader, Salvatore J. Bate
Hearing Site: New York, NY
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| 06-04962 | 04/18/2008 | Claimant(s): John Carl
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Lewis Sanders, AllianceBernstein Investments.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Eugene F. Farabaugh, Robina Fedora Asti, Cynthia A. DiMarco
Hearing Site: New York, NY
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| 06-03306 | 11/01/2007 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Peter Janowsky
Respondent Lawyers(s): William A. DiConza
Arbitrator(s): Gilbert F. Bach, Robina Fedora Asti, John Murray Carroll
Hearing Site: New York, NY
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