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FINRA Awards for John Murray Carroll

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0110103/15/2012Claimant(s): Darin Ackerman
Claimant Lawyers(s): Charlotte W. Houghteling
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Mitchell S. Friedman, Howard A. Baker, John Murray Carroll
Hearing Site: New York, NY
08-0279208/11/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Bruce Gropper, Morton Gropper
Respondent Lawyers(s): Bradford M. Gucciardo
Arbitrator(s): Domitilia M. dos Santos, Antonio Concepcion, John Murray Carroll
Hearing Site: New York, NY
08-0033805/12/2009Claimant(s): Saquana Fowler
Claimant Lawyers(s): Paul Radvany
Respondent(s): Damascus Lee, Ian Bynoe
Respondent Lawyers(s): Damascus Isaiha Lee, 08R0934, Ian Bynoe, 07R4821
Arbitrator(s): Leah G. Rabinowitz, Joan M. Traub, John Murray Carroll
Hearing Site: New York, NY
Checkmark Icon$74,438
07-0187402/22/2008Claimant(s): Robert Woods, Todd Slotkin
Claimant Lawyers(s): Daniel A. Pollack
Respondent(s): Natixis Capital Markets., Natixis Securities North America.
Respondent Lawyers(s): Howard J. Rubin
Arbitrator(s): Steven J. Petrie, William C. Struyk, John Murray Carroll
Hearing Site: New York, NY
06-0330611/01/2007Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Peter Janowsky
Respondent Lawyers(s): William A. DiConza
Arbitrator(s): Gilbert F. Bach, Robina Fedora Asti, John Murray Carroll
Hearing Site: New York, NY

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