| 12-02314 | 03/04/2014 | Claimant(s): Lewis Goldman
Claimant Lawyers(s): Leon Baer Borstein
Respondent(s): ACGM.
Respondent Lawyers(s): M. Christine Carty
Arbitrator(s): Gilbert F. Bach, Jack Friedman, Lowell D. Johnston
Hearing Site: New York, NY
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| 10-01994 | 12/30/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Michael Zenick
Respondent Lawyers(s): Michael David Schimek
Arbitrator(s): Gilbert F. Bach, Barry S. Jacobson, Michele S. Riley
Hearing Site: New York, NY
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| 10-04805 | 10/12/2011 | Claimant(s): James Rathgeber
Claimant Lawyers(s): James A. Rathgeber
Respondent(s): Antony Turberville, David Locy, David McCoy, Denise Zumbrun, Kyong Kim, Paul Balog, Phil Fatta, Brookstone Securities.
Respondent Lawyers(s): Christopher L. Van De Water, Marc L. Abramson
Arbitrator(s): Gilbert F. Bach, Mary Lou McGanney, Marion F. Posner
Hearing Site: New York, NY
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| 10-02619 | 01/31/2011 | Claimant(s): Mark Liebowitz
Claimant Lawyers(s): Stephen R. Bosin
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alychia Lynn Buchan
Arbitrator(s): Gilbert F. Bach, Sam Antar, Edwin H. Bennett
Hearing Site: New York, NY
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| 09-00153 | 09/21/2009 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Dennis N. Lueck
Respondent(s): Apostolos Pitsironis
Respondent Lawyers(s): Christine A. Palmieri
Arbitrator(s): Gilbert F. Bach, Daniel B. Berkson, Alan A. Gray
Hearing Site: New York, NY
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| 08-00147 | 07/23/2008 | Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R. Levene
Respondent(s): Kurt Muller
Respondent Lawyers(s): Kurt Yasin Muller
Arbitrator(s): Gilbert F. Bach
Hearing Site: New York, NY
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| 07-01124 | 12/18/2007 | Claimant(s): Neil Snoep
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): J.P. Morgan Securities.
Respondent Lawyers(s): Todd A. Gutfleisch
Arbitrator(s): Gilbert F. Bach, Paul Schiffres, Michael S. Lazan
Hearing Site: New York, NY
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| 06-03306 | 11/01/2007 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Peter Janowsky
Respondent Lawyers(s): William A. DiConza
Arbitrator(s): Gilbert F. Bach, Robina Fedora Asti, John Murray Carroll
Hearing Site: New York, NY
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