09-01417 | 12/28/2012 | Claimant(s): Jennifer Frame-Tunney Claimant Lawyers(s): David B. Wechsler Respondent(s): J.P. Morgan Securities. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Peter P. Skomorowsky, Mary Lou McGanney, Lawrence B. Schiffman Hearing Site: New York, NY
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08-03828 | 01/05/2010 | Claimant(s): Brenda Benoit Claimant Lawyers(s): Jacob Zamansky Respondent(s): J.P. Morgan Securities., John Spohler Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Daniel J. McCarthy, Steven M. Bloom, David Marcus Hearing Site: New York, NY
| | $0 |
06-02977 | 03/07/2008 | Claimant(s): Rayna Brown Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): J.P. Morgan Securities., John Anderson, PFG Distribution Company Respondent Lawyers(s): Robert J. Stumpf, Jr. Arbitrator(s): Isidoro Berkman, William Michael Samsel, Richard Conlon Lehrmann Hearing Site: San Francisco, CA
| | $99,963 |
07-01124 | 12/18/2007 | Claimant(s): Neil Snoep Claimant Lawyers(s): Ethan A. Brecher Respondent(s): J.P. Morgan Securities. Respondent Lawyers(s): Todd A. Gutfleisch Arbitrator(s): Gilbert F. Bach, Paul Schiffres, Michael S. Lazan Hearing Site: New York, NY
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06-05015 | 11/09/2007 | Claimant(s): Torsten Scholl, DEQ GMBH & Co. Venture KG Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): J.P. Morgan Securities., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joseph S. Simms, Timothy P. Burke Arbitrator(s): Frank Muller, John E. Hansen, Court O. Anderson Hearing Site: New York, NY
| | $0 |
07-01038 | 11/02/2007 | Claimant(s): Joe Stringer Claimant Lawyers(s): Joe Robert Stringer Respondent(s): J.P. Morgan Securities., Citigroup Global Markets., Mellon Securities LLC Respondent Lawyers(s): Alejandro Schwed, Anthony J. Galioto, Bradley J. Johnson Arbitrator(s): William E. Hartsfield, Cheryl Jerome Moore, Joseph A. Vicario Hearing Site: Dallas, TX
| | $0 |