13-00877 | 10/30/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): John K. Wells Respondent(s): Matthew MacMichael Respondent Lawyers(s): David E. Robbins Arbitrator(s): Jim Geiger, David Marcus, Gregory J. Spadea Hearing Site: Philadelphia, PA
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12-00752 | 05/01/2013 | Claimant(s): Michael Freeman Claimant Lawyers(s): Michael Edgar Freeman Respondent(s): National Securities Corporation Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Philip Levine, David Marcus, Peter L. Michaelson Hearing Site: Newark, NJ
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11-01164 | 12/23/2011 | Claimant(s): Michael Weiss Claimant Lawyers(s): Michael Weiss Respondent(s): Keith Steidle, Nationwide Planning Associates Inc. Respondent Lawyers(s): Brian A. Carlis Arbitrator(s): B. David Jarashow, Margaret Leggett Tarver, David Marcus Hearing Site: Newark, NJ
| | Expungement |
11-01190 | 12/19/2011 | Claimant(s): Peter Triantafillou Claimant Lawyers(s): Peter Triantafillou Respondent(s): Bay Crest Partners Respondent Lawyers(s): Jon Connolly Arbitrator(s): Martin H. Zern, David Marcus, David J. Weisenfeld Hearing Site: New York, NY
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08-03828 | 01/05/2010 | Claimant(s): Brenda Benoit Claimant Lawyers(s): Jacob Zamansky Respondent(s): J.P. Morgan Securities., John Spohler Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Daniel J. McCarthy, Steven M. Bloom, David Marcus Hearing Site: New York, NY
| | $0 |
06-04706 | 10/28/2008 | Claimant(s): Lanstone Nominees Pty Ltd, Barry Fry Superannuation Fund Trust Claimant Lawyers(s): Kim Steven Juhase Respondent(s): Alexys McKenzie, Anthony Donaruma, Charles Carrillo, Michael Finnan, Morgan Wilshire Securities., Morgan Wilshire Securities, Pty, Ltd. Respondent Lawyers(s): Alexys McKenzie, Anthony Donaruma, Charles Carillo Arbitrator(s): Eva H. Posman, Ellyn S. Roth, David Marcus Hearing Site: New York, NY
| | $0 |