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FINRA Awards for Charles Carillo

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0470610/28/2008Claimant(s): Lanstone Nominees Pty Ltd, Barry Fry Superannuation Fund Trust
Claimant Lawyers(s): Kim Steven Juhase
Respondent(s): Alexys McKenzie, Anthony Donaruma, Charles Carrillo, Michael Finnan, Morgan Wilshire Securities., Morgan Wilshire Securities, Pty, Ltd.
Respondent Lawyers(s): Alexys McKenzie, Anthony Donaruma, Charles Carillo
Arbitrator(s): Eva H. Posman, Ellyn S. Roth, David Marcus
Hearing Site: New York, NY
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