| 19-00408 | 10/15/2021 | Claimant(s): Mary Gilotti, Vincent Gilotti
Claimant Lawyers(s): David Sturgeon-Garcia
Respondent(s): Mutual Securities., Aaron Jasper, Julie Cohen, Mitchell Voss, Nicholas Damiani, Ryan Sabol
Respondent Lawyers(s): Jason T. Dennett
Arbitrator(s): Margaret Leggett Tarver, M. Melvin Shralow, Sheila Mercedes Griffith
Hearing Site: Philadelphia, PA
|  | $716,250 |
| 15-02495 | 05/04/2017 | Claimant(s): Brianna Beattie, Brooke Beattie, Kenneth McEwen, Maureen Beattie, Paul Beattie
Claimant Lawyers(s): Jorge Altamirano
Respondent(s): Christopher McNamee
Respondent Lawyers(s): Christopher McNamee
Arbitrator(s): Michael Fischetti, Margaret Leggett Tarver, Michael Quintieri
Hearing Site: Newark, NJ
| | $170,000 |
| 13-03199 | 11/15/2016 | Claimant(s): Wunderlich Securities.
Claimant Lawyers(s): Mark D. Griffin
Respondent(s): Joseph Glodek, Richard Libretti
Respondent Lawyers(s): Kevin Barber
Arbitrator(s): Margaret Leggett Tarver
Hearing Site: Newark, NJ
| | |
| 14-01576 | 09/28/2016 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Asad Farraj, Blackbook Capital LLC
Respondent Lawyers(s): Asad J. Farraj, Frank I. Ogele
Arbitrator(s): Margaret Leggett Tarver, Peter L. Michaelson, Bryan David Glass
Hearing Site: Newark, NJ
| | $0 |
| 14-00401 | 05/07/2015 | Claimant(s): Nicholas Barnes
Claimant Lawyers(s): Adam Weinstein
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Margaret Leggett Tarver, Robert E. Anderson, Richard V. Adams
Hearing Site: Newark, NJ
| | |
| 11-03630 | 11/15/2012 | Claimant(s): Philippe Allain
Claimant Lawyers(s): Rishi Bhandari
Respondent(s): Marcus Bolton, Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Lisa Lewis
Arbitrator(s): Thomas Caiaffa, Edith M. Novack, Margaret Leggett Tarver
Hearing Site: Newark, NJ
| | |
| 11-01164 | 12/23/2011 | Claimant(s): Michael Weiss
Claimant Lawyers(s): Michael Weiss
Respondent(s): Keith Steidle, Nationwide Planning Associates Inc.
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): B. David Jarashow, Margaret Leggett Tarver, David Marcus
Hearing Site: Newark, NJ
| | Expungement |
| 10-02848 | 11/23/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): H. Huss
Respondent Lawyers(s): Lawrence C. Glynn
Arbitrator(s): Walter M. Schackman, Walter W. Jensen, Margaret Leggett Tarver
Hearing Site: Newark, NJ
| | |
| 10-00860 | 11/17/2011 | Claimant(s): Christopher Puglisi
Claimant Lawyers(s): Phil Aidikoff
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Edith M. Novack, Margaret Leggett Tarver, Neal D. Baker
Hearing Site: Newark, NJ
| | $707,134 |
| 10-01550 | 12/03/2010 | Claimant(s): Miriam Selsky
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Michael Valinotti, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Margaret Leggett Tarver, Robert J. McDonnell, Vincent Frank Congemi
Hearing Site: Newark, NJ
| | $283,190 |
