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FINRA Awards for Rishi Bhandari

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0237107/14/2022Claimant(s): Anil Bhandari
Claimant Lawyers(s): Rishi Bhandari
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Yvette Strong, John Franklin Udochi, Brian John Gallagher
Hearing Site: New York, NY
14-0035609/15/2015Claimant(s): Eden Falik
Claimant Lawyers(s): Rishi Bhandari
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Michael S. Popok
Arbitrator(s): Karen M. Cullen, Robert M. Goldstein, Harrison Johnson
Hearing Site: New York, NY
11-0363011/15/2012Claimant(s): Philippe Allain
Claimant Lawyers(s): Rishi Bhandari
Respondent(s): Marcus Bolton, Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Lisa Lewis
Arbitrator(s): Thomas Caiaffa, Edith M. Novack, Margaret Leggett Tarver
Hearing Site: Newark, NJ

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