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FINRA Awards for Karen M. Cullen

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0131805/23/2016Claimant(s): Edward O'Connell
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Glenn Haberfield, John O'Connell
Respondent Lawyers(s): Pearl Zuchlewski
Arbitrator(s): Karen M. Cullen, John J. Vesey, Matthew Fenster
Hearing Site: New York, NY
14-0035609/15/2015Claimant(s): Eden Falik
Claimant Lawyers(s): Rishi Bhandari
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Michael S. Popok
Arbitrator(s): Karen M. Cullen, Robert M. Goldstein, Harrison Johnson
Hearing Site: New York, NY

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