| 18-02371 | 07/14/2022 | Claimant(s): Anil Bhandari
Claimant Lawyers(s): Rishi Bhandari
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Yvette Strong, John Franklin Udochi, Brian John Gallagher
Hearing Site: New York, NY
| | |
| 18-02857 | 01/14/2022 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Briana Huffer
Respondent(s): Andrew Graves
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Yvette Strong, Richard A. Cini, Teed J Welch
Hearing Site: New York, NY
| | |
| 13-00501 | 07/11/2014 | Claimant(s): Elizabeth Krinick
Claimant Lawyers(s): August Iorio
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Mitchell S. Friedman, Laura Carraher, Yvette Strong
Hearing Site: New York, NY
|  | Expungement |
| 13-01842 | 06/03/2014 | Claimant(s): Maureen Mahon
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): John Fay, Robert Bond, Newedge USA
Respondent Lawyers(s): Karen Brody
Arbitrator(s): Barbara J. Glenns, Irene C. Warshauer, Yvette Strong
Hearing Site: New York, NY
| | |
