| 14-01085 | 02/19/2016 | Claimant(s): Heather Rockwell, NNN Talavi Corporate Park 9
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Anthony Thompson, NNN Capital Corp.
Respondent Lawyers(s): Anthony W. Thompson, Charles Huang
Arbitrator(s): Irene C. Warshauer, Ira S. Cure, Brooks White
Hearing Site: New York, NY
|  | $0 |
| 11-03182 | 10/28/2014 | Claimant(s): Man Fong Wong
Claimant Lawyers(s): John J O'Connell
Respondent(s): 1st Discount Brokerage.
Respondent Lawyers(s): Robert G. Haile
Arbitrator(s): William G. Binckes, Irene C. Warshauer, Alida D. Camp
Hearing Site: New York, NY
| | $5,994 |
| 13-01842 | 06/03/2014 | Claimant(s): Maureen Mahon
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): John Fay, Robert Bond, Newedge USA
Respondent Lawyers(s): Karen Brody
Arbitrator(s): Barbara J. Glenns, Irene C. Warshauer, Yvette Strong
Hearing Site: New York, NY
| | |
| 12-01158 | 02/06/2013 | Claimant(s): Gerald Kaiser
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Gregory Berger, UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James D. Sallah, Polina M. Dostalik
Arbitrator(s): Richard W. Cutler, Irene C. Warshauer, Herman Taub
Hearing Site: New York, NY
| | $0 |
| 11-02098 | 06/12/2012 | Claimant(s): Williams Trading LLC
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Christopher Murphy, Jeremy Weemhoff, Mark Janssens, Access Securities
Respondent Lawyers(s): David S. Smith, John P. Barry
Arbitrator(s): Irene C. Warshauer, Joan Marie Chiusano, Gregory J. Getz
Hearing Site: New York, NY
| | |
| 10-01995 | 07/08/2011 | Claimant(s): Eugene Barron
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Scott & Stringfellow
Respondent Lawyers(s): Christina M. Hill
Arbitrator(s): Ann Pinciss Berman, Irene C. Warshauer, Henry Maringer
Hearing Site: New York, NY
| | $0 |
| 09-04307 | 03/17/2011 | Claimant(s): Michael Brennan
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Philip M. Mandel, David S. Billet, Irene C. Warshauer
Hearing Site: New York, NY
| | |
| 09-04395 | 03/15/2010 | Claimant(s): Douglas Cummins
Claimant Lawyers(s): Alan L. Sklover
Respondent(s): Israel A. Englander & Co..
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Judith E. Gross, Carolyn J. Mastropieri, Irene C. Warshauer
Hearing Site: New York, NY
| | |
| 08-04352 | 12/30/2009 | Claimant(s): Sidney Lieberman IRA
Claimant Lawyers(s): Sara F. Lieberman
Respondent(s): Lyle Flaugher, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katherine M. McGrail
Arbitrator(s): Robert I. Adler, Bernard A. Friedman, Irene C. Warshauer
Hearing Site: New York, NY
| | $0 |
| 08-02537 | 12/23/2009 | Claimant(s): Frank Owens
Claimant Lawyers(s): Lainie E. Cohen
Respondent(s): Linda Barriger, Barriger & Barriger Incorporated
Respondent Lawyers(s): Richard A. Kirby
Arbitrator(s): Jeanne C. Miller, Irene C. Warshauer, Daniel F. Morrissey
Hearing Site: New York, NY
| | $430,800 |
