| 21-01554 | 01/18/2022 | Claimant(s): Yulia Kalk
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): 1st Discount Brokerage.
Respondent Lawyers(s): Nicky Cheng
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 07-02580 | 10/03/2017 | Claimant(s): Thomas Nauman
Claimant Lawyers(s): Thomas G. Nauman
Respondent(s): 1st Discount Brokerage.
Respondent Lawyers(s): Susan B. Yoffee
Arbitrator(s): Dean J. Dietrich, Gregory Jay Gursey, Tobin B. Swanson
Hearing Site: Salt Lake City, UT
| | |
| 11-03182 | 10/28/2014 | Claimant(s): Man Fong Wong
Claimant Lawyers(s): John J O'Connell
Respondent(s): 1st Discount Brokerage.
Respondent Lawyers(s): Robert G. Haile
Arbitrator(s): William G. Binckes, Irene C. Warshauer, Alida D. Camp
Hearing Site: New York, NY
|  | $5,994 |
| 09-03908 | 08/18/2010 | Claimant(s): Barbara Wammer, Nelson Irrevocable Trust, Nelson Marital Trust
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): Kenneth Myers, 1st Discount Brokerage.
Respondent Lawyers(s): Susan Yoffee
Arbitrator(s): Gary H. Kahn, Juleanne A. Thiebaut, Mary Margaret Bush
Hearing Site: San Francisco, CA
| | $202,300 |
