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FINRA Awards for Susan B. Yoffee

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0258010/03/2017Claimant(s): Thomas Nauman
Claimant Lawyers(s): Thomas G. Nauman
Respondent(s): 1st Discount Brokerage.
Respondent Lawyers(s): Susan B. Yoffee
Arbitrator(s): Dean J. Dietrich, Gregory Jay Gursey, Tobin B. Swanson
Hearing Site: Salt Lake City, UT

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