| 20-01987 | 08/25/2021 | Claimant(s): Karin Von Burg
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Joseph C. Roberts, Laurel Littman Gothelf, Gary H. Kahn
Hearing Site: San Francisco, CA
|  | $0 |
| 19-00539 | 04/05/2021 | Claimant(s): Kenneth Snodgrass, Kenneth Snodgrass Revocable Trust
Claimant Lawyers(s): Fran Cole
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Nancy Hutt, Gary H. Kahn, Arocles Aguilar
Hearing Site: San Francisco, CA
| | Expungement |
| 13-02754 | 02/23/2015 | Claimant(s): Rodolfo C. and Maria O. Del Real Family
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Wells Fargo Advisors, Wells Fargo Investments
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew R. Epstein, Sterling N. Frost, Gary H. Kahn
Hearing Site: San Francisco, CA
| | Expungement |
| 11-04285 | 01/16/2015 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John R. Bamford
Respondent(s): Michael Doyle
Respondent Lawyers(s): Michael Britt Doyle
Arbitrator(s): Gary H. Kahn, Terri Coster Boesch, Ralph L. Jacobson
Hearing Site: San Francisco, CA
| | |
| 10-04117 | 06/25/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Gregory Weiss
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Nancy Hutt, Gary H. Kahn, Edward J. Harkins
Hearing Site: San Francisco, CA
| | |
| 10-01403 | 11/07/2011 | Claimant(s): Alliance Semiconductor Corp.
Claimant Lawyers(s): Robert S. Chapman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jonathan K. Youngwood
Arbitrator(s): Gary H. Kahn, Herbert L. Brown, Jeffrey M. Allen
Hearing Site: San Francisco, CA
| | $0 |
| 10-02759 | 10/14/2011 | Claimant(s): Saadeh Corporation
Claimant Lawyers(s): Richard M Osborne
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Richard L. Rubin, Gary H. Kahn, James Edward Forbes
Hearing Site: San Francisco, CA
| | $0 |
| 10-00040 | 04/29/2011 | Claimant(s): Barry Burgess
Claimant Lawyers(s): Barry Burgess
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Ferdinand Schoch, F. Conger Fawcett, Gary H. Kahn
Hearing Site: San Francisco, CA
| | $0 |
| 09-03908 | 08/18/2010 | Claimant(s): Barbara Wammer, Nelson Irrevocable Trust, Nelson Marital Trust
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): Kenneth Myers, 1st Discount Brokerage.
Respondent Lawyers(s): Susan Yoffee
Arbitrator(s): Gary H. Kahn, Juleanne A. Thiebaut, Mary Margaret Bush
Hearing Site: San Francisco, CA
| | $202,300 |
