| 16-01999 | 09/26/2017 | Claimant(s): James Stofer
Claimant Lawyers(s): David Neuman
Respondent(s): Kevin Tolsma
Respondent Lawyers(s): John R. Bamford
Arbitrator(s): Thomas R. Dreiling, Ian Stephen Birk, Chris Robert Youtz
Hearing Site: Seattle, WA
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| 11-04285 | 01/16/2015 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John R. Bamford
Respondent(s): Michael Doyle
Respondent Lawyers(s): Michael Britt Doyle
Arbitrator(s): Gary H. Kahn, Terri Coster Boesch, Ralph L. Jacobson
Hearing Site: San Francisco, CA
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| 13-01941 | 09/24/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John R. Bamford
Respondent(s): Bruce Branstine
Respondent Lawyers(s): Bruce C. Branstine
Arbitrator(s): Alan Stamm, Jeffrey E. Skogsbergh, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 13-02572 | 03/04/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John R. Bamford
Respondent(s): Michael Rose
Respondent Lawyers(s): Michael Stevan Rose
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA
| | |
| 11-04477 | 05/17/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John R. Bamford
Respondent(s): William Lindgren
Respondent Lawyers(s): William Bood Lindgren
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
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