12-02286 | 02/08/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Eric J. Glassman Respondent(s): Paul Bellenbaum Respondent Lawyers(s): Paul W. Bellenbaum Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA
| | $0 |
10-01665 | 11/27/2012 | Claimant(s): Sharda Motwani, Virumal Motwani Claimant Lawyers(s): Virumal Motwani Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Katherine Jane Morris, Evan A. Gould, Seth Schwartz Hearing Site: San Diego, CA
| | Expungement |
10-03885 | 06/28/2012 | Claimant(s): Jeffrey Colflesh, Lora Colflesh, Jeffrey Colflesh IRA, Lora Colflesh IRA, Colflesh Trusts Claimant Lawyers(s): James R. Walsh Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Stacy Grant Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Richard L. Rubin, Jerold R. Babin, Mark R. Topper Hearing Site: San Francisco, CA
| | Expungement |
09-06643 | 01/11/2012 | Claimant(s): Aslam Ahmed, Ayfer Ahmed Claimant Lawyers(s): Irwin Stein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Crow, Patricia Williams Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Ferdinand Schoch, Ronald Chun, Charles Eugene Markley Hearing Site: San Francisco, CA
| | $0 |
10-02769 | 12/05/2011 | Claimant(s): Diane M. Deiss Living Trust Claimant Lawyers(s): John J. Muldoon Respondent(s): Daniel Czapla, Merrill Lynch Pierce Fenner & Smith Inc., William Schellenberger Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Rody P. Biggert, John M. Kramer, Edward Louis Koven Hearing Site: Chicago, IL
| | $0 |
10-02759 | 10/14/2011 | Claimant(s): Saadeh Corporation Claimant Lawyers(s): Richard M Osborne Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Richard L. Rubin, Gary H. Kahn, James Edward Forbes Hearing Site: San Francisco, CA
| | $0 |
10-02529 | 09/16/2011 | Claimant(s): Robert Jones, Vera Jones Claimant Lawyers(s): David Gaba Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Nancy E. Hochman, Clifford N. Coury, Gregory N. Smith Hearing Site: Boise, ID
| | $0 |
09-04369 | 01/10/2011 | Claimant(s): Eric Besag, Eric T. Besag Living Trust Claimant Lawyers(s): Mitchell S. Ostwald Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Robert M. Lubin Hearing Site: San Francisco, CA
| | $0 |
09-05799 | 10/13/2010 | Claimant(s): Ilyse Klavir Claimant Lawyers(s): David Harrison Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): John E. Ohashi, Catherine M. O'Brien, Susan B. Gans-Smith Hearing Site: Los Angeles, CA
| | $0 |
09-04184 | 08/23/2010 | Claimant(s): Derrick Nesbitt Claimant Lawyers(s): Brian K. Hilliard Respondent(s): Frankie Ross, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Jerold R. Babin, William W. Haskell, M. Scott Donahey Hearing Site: San Francisco, CA
| | $0 |