Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-03885 | 06/28/2012 | Claimant(s): Jeffrey Colflesh, Lora Colflesh, Jeffrey Colflesh IRA, Lora Colflesh IRA, Colflesh Trusts Claimant Lawyers(s): James R. Walsh Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Stacy Grant Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Richard L. Rubin, Jerold R. Babin, Mark R. Topper Hearing Site: San Francisco, CA |  | Expungement |
| 10-05677 | 11/28/2011 | Claimant(s): Cynthia Stirling, Cynthia L. Stirling IRA Rollover, Cynthia L. Stirling SEP IRA, Cynthia L. Stirling Living Trust, Cynthi Claimant Lawyers(s): James R. Walsh Respondent(s): Wells Fargo Advisors, James Dowley Respondent Lawyers(s): Philip A. McLeod Arbitrator(s): Helen Marinak Blohm, Mary Curran, Ferdinand Schoch Hearing Site: San Francisco, CA | | $0 |