Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05677 | 11/28/2011 | Claimant(s): Cynthia Stirling, Cynthia L. Stirling IRA Rollover, Cynthia L. Stirling SEP IRA, Cynthia L. Stirling Living Trust, Cynthi Claimant Lawyers(s): James R. Walsh Respondent(s): Wells Fargo Advisors, James Dowley Respondent Lawyers(s): Philip A. McLeod Arbitrator(s): Helen Marinak Blohm, Mary Curran, Ferdinand Schoch Hearing Site: San Francisco, CA |  | $0 |
| 10-00080 | 11/15/2010 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): James Dowley Respondent Lawyers(s): William D. Nelson Arbitrator(s): Maureen Beyers Hearing Site: Denver, CO |