| 19-01305 | 10/21/2020 | Claimant(s): Margaret McDonnell, Michael McDonnell, Madeline R. Stierwalt
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Vincent D. Louwagie
Arbitrator(s): Ray J. Grzebielski, Jonathan B. Gilbert, Edward Louis Koven
Hearing Site: Chicago, IL
|  | Dismissed by Rule 12206/12504 |
| 15-01143 | 11/20/2019 | Claimant(s): The Estate of Carl G. Kline
Claimant Lawyers(s): Rebecca Davies
Respondent(s): Marc Greenberg
Respondent Lawyers(s): Marc Greenberg
Arbitrator(s): Epaminondas Eddie Manelis, Edward Louis Koven, Darlene L. Redmond
Hearing Site: Chicago, IL
| | Expungement |
| 17-00030 | 03/06/2019 | Claimant(s): Monica Guttmann
Claimant Lawyers(s): Nathan H. Lichtenstein
Respondent(s): Patricia Mulcahy
Respondent Lawyers(s): Douglas Hyman
Arbitrator(s): Robert S. Sugarman, Michael S. Gregory, Edward Louis Koven
Hearing Site: Chicago, IL
| | |
| 15-03057 | 12/06/2016 | Claimant(s): Aaron Suen
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Peter McDonnell
Respondent Lawyers(s): William J. Nissen
Arbitrator(s): Edward Louis Koven, Elaine Munson Loeser, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
| | Expungement |
| 11-04690 | 07/22/2013 | Claimant(s): Carol Kafka, Candice Company., Father & Sons Contractors., Father and Son's Home Improvement II,, Riverside Management., Riverside Realty.
Claimant Lawyers(s): Charles Carlson
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Mark L Miller, Edward Louis Koven, Edward Johannes Hertenstein
Hearing Site: Chicago, IL
| | Expungement |
| 10-05128 | 03/12/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jerome Callaghan, Morgan Stanley
Respondent Lawyers(s): Nathaniel R. Wolf, Samuel P. Mauch
Arbitrator(s): Peter Ordower, Michael Steinberg, Edward Louis Koven
Hearing Site: Chicago, IL
| | |
| 10-02769 | 12/05/2011 | Claimant(s): Diane M. Deiss Living Trust
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Daniel Czapla, Merrill Lynch Pierce Fenner & Smith Inc., William Schellenberger
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Rody P. Biggert, John M. Kramer, Edward Louis Koven
Hearing Site: Chicago, IL
| | $0 |
