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FINRA Awards for Marc Greenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0114311/20/2019Claimant(s): The Estate of Carl G. Kline
Claimant Lawyers(s): Rebecca Davies
Respondent(s): Marc Greenberg
Respondent Lawyers(s): Marc Greenberg
Arbitrator(s): Epaminondas Eddie Manelis, Edward Louis Koven, Darlene L. Redmond
Hearing Site: Chicago, IL
Checkmark IconExpungement
17-0082006/25/2019Claimant(s): Joseph Scaniffe
Claimant Lawyers(s): David J. Freniere
Respondent(s): Anastasios Belesis, John Belesis, Marc Greenberg, Brookville Capital Partners, John Thomas Financial, Sterne, Agee & Leach.
Respondent Lawyers(s): Anthony Varbero, Gabriel Iezzoni, George D. Sullivan, Marc Greenberg, Maria Cummings, Seth Huberman
Arbitrator(s): Steven R. Rolnick, Philip S. Wellman, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
Checkmark Icon$200,000

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