| 17-00820 | 06/25/2019 | Claimant(s): Joseph Scaniffe
Claimant Lawyers(s): David J. Freniere
Respondent(s): Anastasios Belesis, John Belesis, Marc Greenberg, Brookville Capital Partners, John Thomas Financial, Sterne, Agee & Leach.
Respondent Lawyers(s): Anthony Varbero, Gabriel Iezzoni, George D. Sullivan, Marc Greenberg, Maria Cummings, Seth Huberman
Arbitrator(s): Steven R. Rolnick, Philip S. Wellman, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
|  | $200,000 |
| 17-01514 | 11/09/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Robert Pincus
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): John J. Jordan, Anthony V. La Manna, Mary Jane Walk
Hearing Site: Philadelphia, PA
| | |
| 16-03615 | 10/27/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Mitchell Yanow
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
| | |
| 16-03130 | 07/21/2017 | Claimant(s): John Erdmann
Claimant Lawyers(s): Seth Huberman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
| | |
| 13-00819 | 06/11/2015 | Claimant(s): David Trotter, Elias Muasher, Eric Kovach, Issa Muasher, Jena Muasher, Joanne Trotter, Kurt Schellhas, Sommer Muasher
Claimant Lawyers(s): Seth Huberman
Respondent(s): Jeremy Kopp, Wade Bradley, Indievest Securities.
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): Alan Stamm, Kirtley M. Thiesmeyer, Russell T. Doe
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03857 | 12/19/2014 | Claimant(s): Estate of Duane L. Beam
Claimant Lawyers(s): Robert M. Kramer
Respondent(s): Michael Internoscia
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): James J. Puhala, Barry J. Lipson, William L. White
Hearing Site: Pittsburgh, PA
| | $0 |
| 12-03881 | 03/18/2014 | Claimant(s): Barton Waxman, Dorothy Waxman
Claimant Lawyers(s): Seth Huberman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Pamela H. Roderick, Angela Lourdes Ortiz
Hearing Site: New York, NY
| | Expungement |
| 12-03910 | 12/03/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): David Kraft
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL
| | |
| 09-00011 | 12/04/2012 | Claimant(s): Steven Dworkin
Claimant Lawyers(s): Seth Huberman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Myron S. Dunay, Charles Hoffman, Jeffrey Lawrence Sarkin
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05607 | 11/07/2011 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Matthew McGrath
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Richard Charles Hotvedt
Hearing Site: Boca Raton, FL
| | |
