Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03881 | 03/18/2014 | Claimant(s): Barton Waxman, Dorothy Waxman Claimant Lawyers(s): Seth Huberman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Pamela H. Roderick, Angela Lourdes Ortiz Hearing Site: New York, NY |  | Expungement |
| 07-00115 | 04/03/2008 | Claimant(s): William Carpenter Claimant Lawyers(s): Matthew W. Woodruff Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Eric E. Reed Arbitrator(s): Boyd H. Scheff, Abe I. Shtulsaft, Angela Lourdes Ortiz Hearing Site: New York, NY | | $108,370 |
| 06-01988 | 03/03/2008 | Claimant(s): Stuart Lantz Claimant Lawyers(s): Debra G. Speyer Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kathleen M. Anderson Arbitrator(s): Kip C. Lubcke, R. Scott Garley, Angela Lourdes Ortiz Hearing Site: Newark, NJ |