| 17-02703 | 04/08/2022 | Claimant(s): Richard Zane, Zane Family Trust U/A DTD 10/24/1997
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Anthony Duckworth, Glen Haddock
Respondent Lawyers(s): Gerard J. Kowalski
Arbitrator(s): Kip C Lubcke, Kenneth J. Horowitz, Stephen L. Lister
Hearing Site: Jersey City, NJ
|  | Expungement |
| 20-00739 | 08/24/2021 | Claimant(s): Raymond Martin
Claimant Lawyers(s): Raymond Martin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Mark G. Materna
Arbitrator(s): Kip C Lubcke, Edward W. Morris, Howard Alan Grinsberg
Hearing Site: Jersey City, NJ
| | $0 |
| 18-00548 | 02/24/2020 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew Shapren
Respondent(s): Jerald Slowik
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Kip C Lubcke, Madelyn A. Levy, David John Reilly
Hearing Site: New York, NY
| | |
| 16-01111 | 02/28/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): Nicholas Disesso
Respondent Lawyers(s): Nicholas Modesto Disesso
Arbitrator(s): Kip C. Lubcke, Abraham Harry Bunis, Peter John Maurice Forbes
Hearing Site: Newark, NJ
| | |
| 15-03345 | 05/14/2018 | Claimant(s): Titan Capital Group II LLC
Claimant Lawyers(s): Russell Abrams
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Kip C. Lubcke, John Daly, W. Jeffrey Weinlandt
Hearing Site: New York, NY
| | Dismissed by Rule 12504/12212 |
| 16-01961 | 10/02/2017 | Claimant(s): Kamel Kazan
Claimant Lawyers(s): David T. Shivas
Respondent(s): Brian Langan, Morgan Stanley, Patrick Borrelli
Respondent Lawyers(s): Theodore Krebsbach
Arbitrator(s): Kip C. Lubcke, Kenneth J. Horowitz, James F. Rohrman
Hearing Site: Newark, NJ
| | Expungement |
| 13-01343 | 07/06/2015 | Claimant(s): John Boris
Claimant Lawyers(s): Kevin M. Kiernan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Kip C. Lubcke, Camille S. Cooper, Bertrand M. Lanchner
Hearing Site: New York, NY
| | |
| 12-03630 | 11/26/2013 | Claimant(s): The Estate of Irwin Berlin, M.D.
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Carole Kitrosser, Next Financial Group.
Respondent Lawyers(s): Michael J. Devereaux, Miles D. Hart
Arbitrator(s): Kip C. Lubcke, Robert S. Getman, Steven Hale Zousmer
Hearing Site: New York, NY
| | Expungement |
| 11-03327 | 03/21/2013 | Claimant(s): Peter Hasho
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Kip C. Lubcke, Mitchell S. Friedman, Robert G. O'Brien
Hearing Site: New York, NY
| | Expungement |
| 11-02710 | 12/11/2012 | Claimant(s): Rebecca Ann Storniolo-Co-Trustee & Benef
Claimant Lawyers(s): George L. Mahr
Respondent(s): Bruce Fadem, Dennis Stanek, Glenn Montgomery, RBC Dain Rauscher.
Respondent Lawyers(s): Sandra D. Grannum, Thomas D. Flinn
Arbitrator(s): Kip C. Lubcke, Morton S. Bunis, Jodi A. Hopkinson
Hearing Site: Newark, NJ
| | Expungement |
