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FINRA Awards for Thomas D. Flinn

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0271012/11/2012Claimant(s): Rebecca Ann Storniolo-Co-Trustee & Benef
Claimant Lawyers(s): George L. Mahr
Respondent(s): Bruce Fadem, Dennis Stanek, Glenn Montgomery, RBC Dain Rauscher.
Respondent Lawyers(s): Sandra D. Grannum, Thomas D. Flinn
Arbitrator(s): Kip C. Lubcke, Morton S. Bunis, Jodi A. Hopkinson
Hearing Site: Newark, NJ
Checkmark IconExpungement

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